| Symbol | Name | Exchange |
   | UMNG | U Mining Resources Inc. | PINK |
| UAMY | U S Antimony Corp. | NASD |
| GEMFX | U S GLOBAL INVESTORS GLOBAL | USMF |
| UXG | U S Gold | AMEX |
| USLQ | U S Liquids Inc. | PINK |
| DFVEX | U S VECTOR EQUITY PORTFOLIO | USMF |
| YSI | U-Store-It Trust | NYSE |
| PSPFX | U. S. Global Investors Global Resources Fund | USMF |
| PRTS | U.S. Auto Parts Network Inc. | NASD |
| USBF | U.S. Biodefense Inc. | NASD |
| RMIX | U.S. Concrete, Inc. | NASD |
| USEG | U.S. Energy Corp. | NASD |
| USEYQ | U.S. Energy Systems, Inc. | PINK |
| GTH.TO | U.S. Geothermal Inc. | TSE |
| HTM | U.S. Geothermal, Inc. | AMEX |
| EUROX | U.S. Global Accolade Funds, Regent Eastern European Fund | USMF |
| ACBGX | U.S. Global Investors Bonnel Growth Fund | USMF |
| NEARX | U.S. Global Investors Near-Term | USMF |
| USUTX | U.S. Global Investors Tax-Free | USMF |
| UNWPX | U.S. Global Investors World Precious Minerals Fund | USMF |
| GROW | U.S. Global Investors, Inc. | NASD |
| USHS | U.S. Home Systems, Inc. | NASD |
| UMSY | U.S. MedSys Corp. | PINK |
| BUGS | U.S. Microbics Inc. | PINK |
| USMM | U.S. Mine Makers, Inc. | PINK |
| USNU | U.S. Neurosurgical Inc. | NASD |
| USPH | U.S. Physical Therapy, Inc. | NASD |
| USCIX | U.S. Small Capitalization Series Institutional (Rosenberg) | USMF |
| USSE | U.S. Sustainable Energy Corp. | PINK |
| USWF | U.S. Wind Farming Inc. | PINK |
| CHDX | U.S.-China Industrial Exchange, Inc. | NASD |
| UWE.V | U3O8 Corp. | CDNX |
| UAUA | UAL Corp. | NASD |
| AEMGX | UAM Acadian Emerging Markets Portfolio Fund | USMF |
| RHJSX | UAM Funds Inc. Rice, Hall, James, Small Cap Portfolio | USMF |
| ANDEX | UAM Funds Inc., II Trust Analytic Defensive Equity Fund - Class A | USMF |
| RHJMX | UAM Funds Inc., Rice, Hall, James Small Mid Cap Portfolio | USMF |
| FPACX | UAM Funds Trust FPA Crescent Portfolio | USMF |
| ICSCX | UAM ICM Small Company Portfolio Fund | USMF |
| UAPH | UAP Holding Corp. | NASD |
| BNRAX | UBS Absolute Return Bond Fund | USMF |
| UBS | UBS AG | NYSE |
| BNAAX | UBS Dynamic Alpha fund | USMF |
| BNABX | UBS Dynamic Alpha fund | USMF |
| BNACX | UBS Dynamic Alpha Fund | USMF |
| BNGLX | UBS Funds Inc UBS Investment Fund Global Equity | USMF |
| BNPBX | UBS Global Allocation Fund | USMF |
| BNPCX | UBS Global Allocation Fund | USMF |
| GAT/UN.TO | UBS Global Allocation Trust | TSE |
| BNGBX | UBS Global Bond | USMF |
| BPGBX | UBS Global Bond | USMF |
| BNGEX | UBS Global Equity | USMF |
| BNEBX | UBS Global Equity Fund | USMF |
| BNECX | UBS Global Equity Fund | USMF |
| BPGEX | UBS Global Equity Fund | USMF |
| BIHYX | UBS High Yield | USMF |
| BNHYX | UBS High Yield Fund | USMF |
| BNIEX | UBS International Equity Fund | USMF |
| BNUEX | UBS Intl Equity Fund | USMF |
| PWFYX | UBS PACE Global Fixed-Income | USMF |
| PFXAX | UBS PACE Government Securities Fixed-Income Investments | USMF |
| PFXYX | UBS PACE Government Securities Fixed-Income Investments | USMF |
| PIFYX | UBS PACE Intermediate Fixed-Income | USMF |
| PIFAX | UBS PACE Intermediate Fixed-Income Investments | USMF |
| PWEYX | UBS PACE International Emerging Markets Equity | USMF |
| PWEAX | UBS PACE International Emerging Markets Equity Investments | USMF |
| PWEBX | UBS PACE International Emerging Markets Equity Investments | USMF |
| PWIYX | UBS PACE International Equity | USMF |
| PCIEX | UBS PACE International Equity Investments | USMF |
| PLAYX | UBS PACE Large Company Growth Equity | USMF |
| PLAAX | UBS PACE Large Company Growth Equity Investments | USMF |
| PCPAX | UBS PACE Large Company Value Equity | USMF |
| PLVCX | UBS PACE Large Company Value Equity | USMF |
| PLVYX | UBS PACE Large Company Value Equity | USMF |
| PCLVX | UBS PACE Large Company Value Equity Investments | USMF |
| PCPBX | UBS PACE Large Company Value Equity Investments | USMF |
| PFIBX | UBS PACE Municipal Fixed-Income Investments | USMF |
| PUMYX | UBS Pace Small Medium Company Value Equity Investment Fund | USMF |
| PCSGX | UBS PACE Small/Medium Company | USMF |
| PVEYX | UBS PACE Small/Medium Company Value Equity | USMF |
| PCSVX | UBS PACE Small/Medium Company Value Equity Investments | USMF |
| PEVAX | UBS PACE Small/Medium Company Value Equity Investments | USMF |
| PBNBX | UBS PACE Strategic Fixed-Income Investments | USMF |
| PSFYX | UBS PACE Strategic Fixed-Income Investments | USMF |
| UBS/PD | UBS Preferred Funding Trust IV | NYSE |
| PSPIX | UBS S&P 500 Index Fund | USMF |
| PSPYX | UBS S&P 500 Index Fund | USMF |
| PWSPX | UBS S&P 500 Index Fund | USMF |
| UTR/UN.TO | UBS Total Return Trust | TSE |
| BNEQX | UBS U.S. Large Cap Equity Fund | USMF |
| BLGIX | UBS U.S. Large Cap Growth | USMF |
| BNVAX | UBS U.S. Large Cap Value Equity Fund | USMF |
| BNVCX | UBS U.S. Large Cap Value Equity Fund | USMF |
| BNMCX | UBS U.S. Small Cap Growth | USMF |
| BNSCX | UBS U.S. Small Cap Growth | USMF |
| BNMBX | UBS U.S. Small Cap Growth Fund | USMF |
| BUSVX | UBS U.S. Value Equity | USMF |
| UCHB | UC Hub Group Inc. | NASD |
| UC.V | UC Resources Ltd. | CDNX |
| UCBH | UCBH Holdings, Inc. | NASD |
| UCIA | UCI Medical Affiliates Inc. | NASD |
| UCNN | UCN, Inc. | NASD |
| UCU.V | Ucore Uranium, Inc. | CDNX |
| UDSG | UDS Group Inc. | PINK |
| UEX.TO | UEX Corp. | TSE |
| UFPT | UFP Technologies, Inc. | NASD |
| UGI | UGI Corp Holding Co. | NYSE |
| ULTA | Ulta Salon Cosmetics & Fragrance Inc. | NASD |
| ULCM | Ulticom, Inc. | PINK |
| UFSJ | Ultimate Franchise Systems, Inc. | PINK |
| UITK | Ultitek Ltd. | NASD |
| UCTT | Ultra Clean Holdings Inc. | NASD |
| DDM | Ultra Dow 30 ProShares Fund | AMEX |
| MVV | Ultra MidCap 400 ProShares Fund | AMEX |
| UPL | Ultra Petroleum Corp. | NYSE |
| UPWT | Ultra Pure Water Technologies Inc. | PINK |
| QLD | Ultra QQQ ProShares Fund | AMEX |
| UWM | Ultra Russell 2000 Fund | AMEX |
| SSO | Ultra S&P 500 ProShares Fund | AMEX |
| UKPSX | ULTRA SHORT JAPAN PROFUNDS | USMF |
| SAA | Ultra SmallCap 600 Fund | AMEX |
| LTL | Ultra Telecommunications ProShares | AMEX |
| ULU.V | Ultra Uranium Corp. | CDNX |
| UGPIX | UltraChina ProFund - Investor Class | USMF |
| UGPSX | UltraChina ProFund - Service Class | USMF |
| UUPIX | UltraEmerging Markets Profund | USMF |
| UUPSX | ULTRAEMERGING MARKETS PROFUND | USMF |
| UNPSX | ULTRAINTERNATIONAL PROFUND | USMF |
| ULBI | Ultralife Batteries, Inc. | NASD |
| UGP | Ultrapar Participacoes Sa | NYSE |
| ULTR | Ultrapetrol (Bahamas) Ltd. | NASD |
| SMN | UltraShort Basic Materials ProShares | AMEX |
| UHPIX | UltraShort China ProFund | USMF |
| UHPSX | UltraShort China ProFund | USMF |
| SZK | UltraShort Consumer Goods ProShares | AMEX |
| SCC | UltraShort Consumer Services ProShares | AMEX |
| UVPSX | ULTRASHORT EMERGING MARKETS | USMF |
| UVPIX | UltraShort Emerging Markets Inv Profunds | USMF |
| SKF | UltraShort Financials ProShares | AMEX |
| RXD | UltraShort Health Care ProShares | AMEX |
| SIJ | UltraShort Industrials ProShares | AMEX |
| UXPSX | ULTRASHORT INTERNATIONAL | USMF |
| UXPIX | UltraShort International Profund | USMF |
| UFPIX | Ultrashort Latin America Profund | USMF |
| TBT | UltraShort Lehman 20+ Year Treasury ProShares | AMEX |
| PST | UltraShort Lehman 7-10 Year Treasury ProShares | AMEX |
| DUG | UltraShort Oil & Gas ProShares | AMEX |
| SRS | Ultrashort RealEstate ProShares | AMEX |
| SDD | UltraShort SmallCap 600 Fund | AMEX |
| REW | UltraShort Technology ProShares | AMEX |
| TLL | UltraShort Telecommunications ProShares | AMEX |
| SDP | UltraShort Utilities ProShares | AMEX |
| UTEK | Ultratech, Inc. | NASD |
| ULU | ULURU, Inc. | AMEX |
| UDHC | Ulysses Diversified Holding Corp. | PINK |
| UMBF | UMB Financial Corp. | NASD |
| UMBHX | UMB Scout Small Cap | USMF |
| UMBSX | UMB Scout Stock Fund | USMF |
| UMBOX | UMB Scout Stock Select Fund | USMF |
| UMBWX | UMB Scout WorldWide Fund, Inc. | USMF |
| UMCN | UMC, Inc. | PINK |
| UMH | UMH Properties, Inc. | AMEX |
| UMPQ | Umpqua Holdings Corp. | NASD |
| UNE.V | Unbridled Energy | CDNX |
| UA | Under Armour, Inc. | NYSE |
| UGSI | Underground Solutions, Inc. | PINK |
| UW.V | Underworld Resources Inc | CDNX |
| UBVLX | Undiscovered Managers Behavior Value Institutional | USMF |
| UBRRX | Undiscovered Managers Behavioral Growth Fund | USMF |
| UBRLX | Undiscovered Managers Behavioral Growth Fund Institutional | USMF |
| URTLX | Undiscovered Managers REIT Fund Insti | USMF |
| USRAX | Undiscovered Managers Small Cap Growth Fund | USMF |
| USRLX | Undiscovered Managers Small Cap Growth Fund | USMF |
| UNS.TO | Uni-Select, Inc. | TSE |
| UBB | Unibanco Uniao De Banco | NYSE |
| UNCA | Unica Corp | NASD |
| UNAM | Unico American Corp. | NASD |
| UCOI | UNICO Inc. | NASD |
| UFI | Unifi, Inc. | NYSE |
| GJMBX | Unified Series Trust GJMB Growth Fund | USMF |
| UNF | Unifirst Corp. | NYSE |
| UFYC | Unify Corp. | NASD |
| UGNE | Unigene Laboratories | NASD |
| UGD.V | Unigold Inc. | CDNX |
| UVI.V | Unilens Vision, Inc. | CDNX |
| UN | Unilever N V | NYSE |
| UL | Unilever PLC | NYSE |
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